Head of Compliance
|Location||Cape Town, South Africa|
|Employment Type||Full Time|
|Experience||5 to 8 years|
|Remuneration Type||Cost to company|
- Risk Analysis
- Financial Services
Proudly supporting a prominent financial services organization, based in Cape Town, in their search for a new Head of Compliance.
The successful candidate will be act as the lead consultant on all regulatory elements , offering guidance and advice to the business on relevant domestic and international legislation.
This role will report directly to the board, allowing for incredible exposure to key leadership and strategic input. This role also works closely with other executive leadership and C-suite across corporate functions – Finance, Ops etc.
You will remain updated and aware of all new and existing legislation (FAIS, FMA, POPI, CISCA, FATCA/CRS, GDPR, SARS)
Oversee portfolio of compliance for the business
Manage internal and external reporting for regulators, trustees and key stakeholders
Manage compliance policies and guidance frameworks within the business
Provide advice on company's code of ethics
Act as overall advisory function within the local and global compliance team
Degree in Finance, Legal and/or Business Finance
Legal & Compliance senior role in a Financial Services organization 5+ years
Experience and working knowledge of South African regulation (FAIS, FMA, POPI, CISCA, FATCA/CRS, GDPR, SARS)
Experience of financial markets, financial securities/investments