Head of Compliance

AES Global

AES Global

Cape Town, South Africa

021 201 7100


Applications for this position closed on 19/Nov

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Head of Compliance

Location Cape Town, South Africa
Employment Type Full Time
Seniority Level Senior
Experience 5 to 8 years
Remuneration Type Cost to company
Remuneration Frequency Monthly
Benefits -
10/09/2019 Reference Number: AES3390719611


  • Compliance
  • Legal
  • Risk Analysis
  • Excel
  • Financial Services

Job Description

Proudly supporting a prominent financial services organization, based in Cape Town, in their search for a new Head of Compliance.


The successful candidate will be act as the lead consultant on all regulatory elements , offering guidance and advice to the business on relevant domestic and international legislation.


This role will report directly to the board, allowing for incredible exposure to key leadership and strategic input. This role also works closely with other executive leadership and C-suite across corporate functions – Finance, Ops etc.


You will remain updated and aware of all new and existing legislation (FAIS, FMA, POPI, CISCA, FATCA/CRS, GDPR, SARS)

Oversee portfolio of compliance for the business

Manage internal and external reporting for regulators, trustees and key stakeholders

Manage compliance policies and guidance frameworks within the business

Provide advice on company's code of ethics

Act as overall advisory function within the local and global compliance team



Degree in Finance, Legal and/or Business Finance

Legal & Compliance senior role in a Financial Services organization 5+ years

Experience and working knowledge of South African regulation (FAIS, FMA, POPI, CISCA, FATCA/CRS, GDPR, SARS)

Experience of financial markets, financial securities/investments

If you want to apply for the advertised job, please contact the company at the top of the page. Don't contact Ditto Jobs.